Job ref no.: CT3131911-01#3055

Assistant Manager/Assistant Vice President, Compliance

Bank of Shanghai (Hong Kong) Limited

Job Description:

  • Conduct compliance checking and reviews, risk assessments and control testing  and follow up the remediation with business units;
  • Liaising with head office, regulators and law enforcement agencies on all compliance related matters; 
  • Provide advice and support to business units and other departments on compliance and regulatory issues (e.g. AMLO, PDPO, OTC derivatives, Code of Conduct etc);
  • Coordinate and provide regulatory development and updates on compliance related matters to senior management and business units on timely basis;
  • Assist in handling enquiries and request from regulatory authorities and external auditors;
  • Performing transactions monitoring systems assessment/review, and conducting pre-transactions and post-transactions investigations on any suspicious transactions identified or reported;
  • Perform compliance related projects assigned.

Job  Requirements:

  • Degree holder in Law, Accounting, Finance or related discipline(s);
  • Minimum 4 years of compliance experience in financial institutions and/or regulatory bodies, with exposure to corporate banking environment an advantage;
  • Good knowledge of rules, regulations and statutory requirements from Hong Kong Monetary Authority, well versed with AMLO and other AML regulatory requirements an advantage;
  • Familiar with banking operations;
  • Self-motivated, independent and pleasant personality with good communication, analytical and presentation skills;
  • Good command of written and spoken English and Chinese including Putonghua.

We offer successful candidates an attractive remuneration package and the opportunity to work in a dynamic and exciting environment.
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More job information
Job ref no. CT3131911-01#3055
Job Function
  • Central
Employment Term
  • Permanent
  • Full-time
  • 4 years
Career Level
  • Entry level
  • Degree
  • 5-day week
  • 13-month pay
  • Dental plan
  • Insurance plan
  • Medical plan