Job ref no.: CT3116128-01#1074

Advisory - Financial Services Risk Management - Staff Associate / Senior Associate


EY is looking for a Manager candidate to join our talented and growing Financial Services Risk Management team within Advisory Services in Hong Kong.


EY's Financial Services Office (FSO) is an industry-focused network that provides a broad range of integrated services that leverage deep industry experience with strong functional capability and product knowledge. FSO provides integrated advisory services to financial institutions and other capital markets participants, including commercial banks, investment banks, broker-dealers, asset managers (traditional and alternative), insurance and energy trading companies, and the Corporate Treasury functions of leading Fortune 500 Companies. The service offerings provided by the FSO Advisory include: market, credit and operational risk management, regulatory advisory, quantitative advisory, structured finance transaction, actuarial advisory, technology enablement, risk and security, program advisory, and process & controls.


Within EY's FSO Advisory services, the Financial Services Risk Management (FSRM) group provide services that can help FSO clients to identify, measure, manage and monitor the market, credit, operational, and regulatory risks associated with their trading, asset-liability management, capital management and other capital markets activities.


Key Responsibilities:

  • Provide strategic sourcing services related to regulatory compliance, anti-money laundering (AML), corporate governance, enterprise risk management, internal controls and internal audit, to our clients in financial services (FS) industry
  • Assist organizations to maintain effective and efficient controls, in order to manage organizational and strategic risks
  • Provide advisory services to functional management and Audit Committee on business risk profile and status or trend of related business internal controls
  • Conduct internal audits and special reviews on complex or high risk sites, in multiple disciplines across the business


Qualifications, Education and Certification


To qualify, candidates must have:


  • University graduate with a minimum of 3 – 5??years of relevant working experience
  • Preferably?with banking, insurance, securities, investment banking, or other financial institutions; or?with regulatory bodies, such as the Securities and Future Commissions of Hong Kong (SFC) and Hong Kong Monetary Authority (HKMA), or as a regulator in financial institutions or with other Accounting / Consulting firms
  • Familiar with regulatory requirements for Financial Services??industry
  • Familiar with the businesses and the operational workflow
  • Familiar with consulting methodologies and requirements
  • Relevant professional qualifications, including Certified Public Accountant (CPA), Certified Internal Auditor (CIA) and so on, are preferred
  • Working experience in internal audit, compliance or risk department is highly preferred
  • Logical thinker, analytical with good planning and organizational skills
  • Strong presentation skills and proficiency in the use of PowerPoint, Word and Excel
  • Excellent command of spoken and written English and Chinese. Mandarin is an advantage

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More job information
Job ref no. CT3116128-01#1074
  • N/A
Job Function
Employment Term
  • Full-time
  • 3 years - 5 years
Career Level
  • Middle management level
  • Degree