Job ref no.: CT3129156-01#0192
Industrial and Commercial Bank of China (Asia) Ltd

AM to Manager, Retail Banking Compliance (FCC), Internal Control & Compliance Department

Industrial and Commercial Bank of China (Asia) Ltd

Job Description:

  • Serve as the primary interface between Financial Crime Compliance and the retail banking/ private banking business units on all financial crime related topics.
  • Review the customer risk assessment forms submitted by the business units.
  • Assist in the establishment of the Bank’s FCC compliance procedures relevant to the retail/ private banking business units, covering any new laws or change of laws and regulations affecting the businesses.
  • Support business units’ implementation and delivery of the Bank’s various FCC compliance requirements.
  • Ensure the business activities are compliant with the Bank’s relevant regulatory FCC compliance policies standards.
  • Maintain awareness of any compliance risk within the business units and resolve identified issues promptly.
  • Assist in internal investigations and prepare periodic management information reports in relation to the relevant FCC compliance issues arising out of the retail/ private banking business units.
  • Carry out ad hoc FCC related projects as assigned.

Job Requirement:

  • Minimum of 3 years of professional working experience in financial services.
  • Experience advising or working in an in-house compliance function with a focus on delivering a robust FCC program within the Business units especially for retail banking/ private banking businesses preferred.
  • Knowledge of regulatory requirements in relation to retail/ private banking business in Hong Kong and China.
  • Experience in developing and implementing a consistent FCC framework across the business.
  • Qualifications in law, accounting, commerce/business or related disciplines; recognised professional qualifications incl. CAMS/AAMLP or equivalent qualifications preferred.
  • Good interpersonal and communication skills.
  • Fluent written and spoken Cantonese, Mandarin and English language skills preferred.

Interested parties, please click Apply Now for application.

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More job information
Job ref no. CT3129156-01#0192
Job Function
  • Central
Employment Term
  • Permanent
  • Full-time
  • 3 years - 8 years
Career Level
  • Middle management level
  • Degree
  • 5-day week
  • Birthday leave
  • Competitive pay
  • Dental plan
  • Discretionary bonus
  • Education subsidies
  • Examination leave
  • Family medical plan
  • Insurance plan
  • Marriage leave
  • Medical plan
  • … + 6 more