Job ref no.: CT3127825-01#9891

APAC Equities Controls & Risk COO / Business Manager – Hong Kong

Credit Suisse

Your field of responsibility

Having responsibilities assisting the senior management defining, establishing and implementing strategies across the Equities Investment Banking businesses, along with designing and the rolling out of key initiatives, whilst promoting a control environment. You will also be representing the division regionally and globally in key risk and control forums. Plus accurately performing risk control assessments and control read-across of regulatory fines in the APAC region. Your ability to challenge the norm and continued improvement of existing control and governance framework in line with regulatory expectations be important for the success of this role, whilst leading and improving the Front Office Supervisory management and execution coordination. You will be show casing the team in Firm global regulatory and control initiatives, which impacts Markets, along with your ability in leading project working groups.

Equally ensuring the businesses’ operations are conducted accurately and efficiently daily, whilst acting as an intermediary and building relationships between the Business Heads, Business COOs as well as key Corporate functions will be key. Of equal importance will be defining and delivering the control & governance framework within which the business operates. Along with being a key teammate when taking care of regulatory authorities, incident investigations and critical issues, including preparing materials, co-ordination with key partners and ability to address regulatory/audit/compliance issues with expedience.

Your future colleagues

You being part of the Investment Bank division, having responsibilities on our growing Equities division within the Equities COO/Business Management team. Our team is dedicated, results oriented, hardworking, proactive, collaborative, and forward-looking. We are a department which values Diversity and Inclusion (D&I) and is committed to realizing the firm’s D&I ambition which is an integral part of our global cultural values.

Your skills and experience
  • 5+ years of relevant business experience with a global investment banking, strategy consulting firm or brokerage business in control/risk/COO/business management function.
  • A deep understanding of Markets businesses generally and knowledge of Products and/or HK regulations relating to Equities Trading/Sales an advantage.
  • Strong project management and presentational skills with the ability to clearly define & articulate business performance & strategy.
  • An ability to learn quickly with an investigative mindset, thinking ahead, finding answers and being engaging in growing with the ability to see issues at a high level and in detail.
  • Excellent attention to details, problem solving, analytical, numerical and technical skills, along with a strong awareness of controls plus governance.
  • Being self-motivated and a self-starter, having a good work ethic, ability to independently analyze business requirements and determine the appropriate course of action without direct management assistance.
  • Good interpersonal skills to be able to work within a diverse team environment and negotiate practical solutions across various functions and levels of seniority.
  • Instant credibility, showing your hardworking and dedication in having the drive and determination to be successful in a high-performance culture with constantly changing deadlines and priorities.
  • Good commercial acumen, interpersonal and problem solving skills with excellent written plus verbal abilities in English, with Chinese Cantonese or Chinese Mandarin advantageous but not essential.
  • Being highly motivated, driven, a team collaborator, along with you loving working in a dynamic work environment.
  • Your ability working in Hong Kong and within a diverse team environment, cross collaborating with connected teams regionally and globally.

Your new employer

Find a new home for your skills, ideas, and ambitions. Credit Suisse offers you the ideal environment to progress your career, attractive benefits and excellent training.

We are a leading wealth manager with strong global investment banking capabilities founded in 1856. Headquartered in Zurich, Switzerland, and with more than 45,000 employees from over 150 nations, we are always looking for motivated individuals to help us shape the future for our clients.

Credit Suisse is an equal opportunity employer. Welcoming diversity gives us a competitive advantage in the global marketplace and drives our success. Our bank provides reasonable accommodations to qualified individuals with disabilities, as well as those with other needs or beliefs as may be protected under applicable local law. If you require assistance during the recruitment process, please let your recruiter know.

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More job information
Job ref no. CT3127825-01#9891
Job Function
Employment Term
  • Permanent
  • Full-time
  • 5 years - 10 years
Career Level
  • Middle management level
  • Degree