Posted on 2022-11-30

APAC Risk Control Management & Risk Regulatory Engagement Management -Associate - Hong Kong

JPMorgan Chase Bank, N.A.

Role Description:

This is an exciting opportunity to join the APAC control management team to support regulatory engagements impacting Risk functions in APAC, including regulatory exams and other ad hoc regulatory engagements to ensure any related interactions are carefully managed and tracked. You will also manage climate related regulatory matters and initiatives in APAC from risk management perspective. In addition, you may cover other control related activities and projects to drive a risk mitigating culture within APAC Risk organization.

The successful candidate will be an Associate with a proven track record in any of the following areas: risk management, internal control, compliance, internal audit, or equivalent function(s) . You will report to the APAC RM&C Control Management team lead and work closely with our global Risk Control counterparts, APAC CROs / Legal Entity Risk managers (LERMs), Risk Function leads, and other partners in the region including Compliance, Internal Audit, Business / Functional Controls and Business Managers.

Key activities will include:

  • Closely connect with global risk regulatory management team and risk stripes to discuss approaches for specific regulatory requests to ensure global consistencies and best practice
  • Provide advice to risk functions on regulatory requests & ad hoc queries, referencing past engagements and/or similar submissions from other locations or regions
  • Track, monitor & report on regulatory exams, engagements, regulatory developments, and implementation activities impacting APAC Risk organization; Provide information on any trends observed for regulatory activities across APAC and other regions to CRO / LERMs and risk stripe leads; escalate on key issues & concerns
  • Collaborate with various global, regional teams on Climate Risk related agendas; closely connect with CRO / LERMs and Legal entity teams to ensure consistent approach and methodologies in the implementation of the Climate Risk requirements in locations
  • Support firmwide initiative to incorporate & maintain APAC legal entity level information into Control & Operational Risk Evaluation (CORE) system for Risk Management processes with respective Risk functions in the region

Key Skillsets for the role:

The candidate must be a self-starter who is able to work in a fast paced, results driven environment. Additional qualifications include:

  • Minimum 6years of work experience in financial industry; experience in risk management, internal control, compliance, audit, or equivalent function(s) highly preferred
  • Experience in managing regulatory exam & engagement, and/or knowledge on banking & securities related regulations in APAC location(s) highly preferred
  • Basic understanding of Environmental, Social, and Governance (ESG) related frameworks and regulatory requirements for APAC locations a plus
  • Excellent written and verbal communication skills; Ability to articulate information concisely and interact comfortably with senior stakeholders
  • Energetic, self-motivated and effective under pressure; Ability to prioritize and execute multiple tasks under tight timeline
  • Fluency in English required; Proficient with Chinese/ Mandarin preferred
  • Bachelor's degree or equivalent

Interested parties please click Apply Now to apply job.

All applications applied through our system will be delivered directly to the advertiser and privacy of personal data of the applicant will be ensured with security.

More job information
Job Function
  • Central
  • Western District
Employment Term
  • Permanent
  • Full-time
  • 6 years - 11 years
Career Level
  • Non-management level
  • Degree