Our client is seeking for an experienced candidate in compliance from asset management industry. Candidate can be exposed to investment strategies including Equities (ASEAN market), ETFs, Quantitative funds.
Our client is a top tier Korean investment management company. Our clients provides a full range of professional securities and financial services for customers including asset management and securities investment advisory services in Hong Kong.
Be responsible to SFC licensing applications and regulatory documents from time to time.
Stick firmly to compliance and operational risk controls in accordance with latest regulatory developments.
Implement the policy of compliance and local regulations.
Supervise perform checking function of staff's personal account dealings.
Conduct AML/KYC review.
Degree graduate preferably in business, accounting or law.
Around 3-5 years of experience in the compliance function of an asset management company.
Ability to use Bloomberg AIM or other related monitoring system.
Knowledge in SFC-authorized is a plus.
Excellent communication skills in English, Mandarin and Cantonese
Able to work independently with self-motivation.
Exposure in top tier MNC
Attractive salary package
Promising career progression
To apply online please click the 'Apply' button below. For a confidential discussion about this role please contact Charles Wong on +852 3602 2422.
In 2010, Page Personnel was launched in Hong Kong, complementing the Michael Page offering. Recruiting across the full range of junior roles, we join an international network of Page Personnel offices. As part of the Page Group, we are able to leverage on over 30 years of international recruitment experience and expertise. This has enabled us to deliver the results that you want - the best employees available quickly and with minimum fuss.