Job ref no.: 4001074/001_1528194390
Page Personnel

Asset Management - Compliance Manager - 35K Max

Page Personnel

  • 5-day week
  • Competitive pay
  • Education subsidies
  • Year-end bonus

Our client is seeking for an experienced candidate in compliance from asset management industry. Candidate can be exposed to investment strategies including Equities (ASEAN market), ETFs, Quantitative funds.

Client Details

Our client is a top tier Korean investment management company. Our clients provides a full range of professional securities and financial services for customers including asset management and securities investment advisory services in Hong Kong.


  • Be responsible to SFC licensing applications and regulatory documents from time to time.
  • Stick firmly to compliance and operational risk controls in accordance with latest regulatory developments.
  • Implement the policy of compliance and local regulations.
  • Supervise perform checking function of staff's personal account dealings.
  • Conduct AML/KYC review.


  • Degree graduate preferably in business, accounting or law.
  • Around 3-5 years of experience in the compliance function of an asset management company.
  • Ability to use Bloomberg AIM or other related monitoring system.
  • Knowledge in SFC-authorized is a plus.
  • Excellent communication skills in English, Mandarin and Cantonese
  • Able to work independently with self-motivation.

Job Offer

  • Exposure in top tier MNC
  • Attractive salary package
  • Promising career progression

To apply online please click the 'Apply' button below. For a confidential discussion about this role please contact Charles Wong on +852 3602 2422.

More job information
Job ref no. 4001074/001_1528194390 (CT3115664-01#0815)
Job Function
  • Central
Employment Term
  • Permanent
  • Full-time
  • 3 years - 5 years
Career Level
  • Non-management level
  • Degree