Job ref no.: Job ID: 2518 (CT3124492-01#0192)
The Bank of East Asia, Limited

Assistant Compliance Manager (Local Regulatory Compliance Section)

The Bank of East Asia, Limited

  • 5-day week
  • 13-month pay
  • Birthday leave
  • Dental plan
  • Insurance plan
  • Meal allowance
  • Medical plan
  • … + 1 more

Central Compliance Department

Assistant Compliance Manager (Local Regulatory Compliance Section) (Job ID: 2518)


  • To disseminate regulatory updates to relevant impacted units timely by proactively checking various sources of information, drafting broadcast emails and maintaining the regulatory log
  • To work with other colleagues within Compliance Division to prepare regular reports to update management and staff members of the Bank on the latest regulatory developments
  • To assist to review the Monthly Risk & Compliance Reports submitted by supporting units and take necessary follow-up actions as when needed
  • To assist to review materials prepared by business units to ensure they are complied with the relevant regulatory requirements
  • To perform user acceptance test on Compliance Documentary Workflow system (a database for disseminating and warehousing regulatory updates) for system enhancements
  • To provide administrative/ clerical support to the Local Regulatory Compliance Section
  • To provide support to the Control Room, including but not limited to maintenance and update of control room operating process, wall-crossing, maintenance of Watch/Restricted list
  • To assist to handle wall-crossing requests from business units and maintain up to date insider lists
  • To assist to handle the employee dealings request and perform monitoring on employee dealing activities; and
  • To handle other ad-hoc tasks assigned by supervisors from time to time


  • University graduate
  • Minimum of 2 years’ working experience in financial services industry, preferably with exposure to compliance/ audit/ risk management
  • Strong sense of compliance and risk control
  • Detail-oriented, well-organized, self-motivated and a good team player
  • Proficient in MS Office (including Word, Excel and PowerPoint) and knowledge in Macro is an advantage
  • Strong communication skills, excellent command of both spoken and written English and Chinese 

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More job information
Job ref no. Job ID: 2518 (CT3124492-01#0192)
Job Function
Employment Term
  • Permanent
  • Full-time
  • 2 years
Career Level
  • Middle management level
  • Degree