Design, Reviews and updates of documentation, controls and identification of potential risks and remediation.
Undertake investigations into businesses and stakeholders on the implementation of adequate procedures and controls, design underlying documents list and issue review reports
Undertake investigations into any suspicious transactions reported internally and also by clients, issue AML reports
Ensure business units comply with internal and external Anti Money Laundering (AML) and Combating Terrorist Financing (CTF) rules and regulations
Assist to liaise with regulators and other key stakeholders.
Advice and direct businesses and stakeholders on the implementation of adequate procedures and controls.
implement AML training programme
Support compliance team for other compliance matters
Degree holder required, preferably in Law, Accounting or related discipline and holder of ACAMS.
Minimum 2 years relevant working experience in Compliance field, with significant AML/KYC and/or financial crime experience.
Knowledge of securities/futures laws and regulations, finance, operations, products and services are required, and experience dealing with business leads.
Articulate and able to demonstrate interest in working within Compliance.
Bright and energetic, willing to learn and enthusiastic to join a growing brokerage firm.
Self-motivated, well-organized and presented, independent and pleasant personality with good communication skills at all level.
Good command of written and spoken English and Chinese (including Putonghua).
Data collected will be kept strictly confidential and used for recruitment purposes only. Please visit our website http://www.citicsf.com.hk/disclaimer/ for the personal information collection statement.
CITIC Futures International Company Limited is a 100% subsidiary of CITIC Futures Co. Limited, the largest futures brokerage firm in China.
We offer access to global futures markets for clients with 24 hour phone and electronic trading service. Products range from commodities, foreign exchange, index futures and options. CITIC Futures International Company Limited is also the platform from which CITIC Futures Co. Limited will use for its global expansion to overseas markets. Our vision is to become the premier futures firm for trading global markets and also provide top service for global clients trading the china futures market