Posted on 2021-09-15
CITIC Futures International Company Limited

Assistant Compliance Manager

CITIC Futures International Company Limited

Key Responsibilities

           Design, Reviews and updates of documentation, controls and identification of potential risks and remediation.

           Undertake investigations into businesses and stakeholders on the implementation of adequate procedures and controls, design underlying documents list and issue review reports

           Undertake investigations into any suspicious transactions reported internally and also by clients, issue AML reports

           Ensure business units comply with internal and external Anti Money Laundering (AML) and Combating Terrorist Financing (CTF) rules and regulations

           Assist to liaise with regulators and other key stakeholders.

           Advice and direct businesses and stakeholders on the implementation of adequate procedures and controls.

           implement AML training programme

           Support compliance team for other compliance matters


           Degree holder required, preferably in Law, Accounting or related discipline and holder of ACAMS.

           Minimum 2 years relevant working experience in Compliance field, with significant AML/KYC and/or financial crime experience.

           Knowledge of securities/futures laws and regulations, finance, operations, products and services are required, and experience dealing with business leads.

           Articulate and able to demonstrate interest in working within Compliance.

           Bright and energetic, willing to learn and enthusiastic to join a growing brokerage firm.

           Self-motivated, well-organized and presented, independent and pleasant personality with good communication skills at all level.

           Good command of written and spoken English and Chinese (including Putonghua).

Data collected will be kept strictly confidential and used for recruitment purposes only. Please visit our website for the personal information collection statement. 

More job information
Job Function
  • Admiralty
Employment Term
  • Full-time
  • 2 years - 6 years
Career Level
  • Middle management level
  • Degree
  • Master's degree
  • 5-day week
  • Birthday leave
  • Compassionate leave
  • Competitive pay
  • Dental plan
  • Discretionary bonus
  • Education subsidies
  • Family medical plan
  • Family-friendly Leave
  • Free duty meal
  • Insurance plan
  • Marriage leave
  • Meal allowance
  • Medical plan
  • Year-end bonus
  • … + 10 more