Shanghai Commercial Bank Ltd.

Assistant Manager, Investment & Insurance Compliance

Shanghai Commercial Bank Ltd.


  • Provide advice and guidance to the Investment and Insurance businesses for compliance with relevant regulatory requirements
  • Conduct gap analysis and provide recommendations on new regulatory requirements, in relation to Investment and Insurance businesses
  • Review new product & service proposals, policies and procedures as well as marketing materials
  • Monitor and conduct checking on Investment and Insurance sale process to ensure compliance with relevant regulatory requirements
  • Prepare and conduct compliance training
  • Handle ad hoc projects assigned from time to time


  • Degree holder in Business Administration, Risk Management, Law or related disciplines
  • Minimum 3 year of compliance experience in banking or insurance industry
  • Familiar with banking operations and knowledge of Investment & Insurance products
  • Basic knowledge of regulatory requirements such as SFO, SFC's Code of Conduct, HKMA's circulars etc.
  • Responsible, detailed-mind, well-organized with good communication skills

Attractive remuneration package will be offered to the right candidates. Interested parties please send your full resume with current and expected salary to the Human Resources Division [via CTgoodjobs Apply Now ] or by post to G.P.O. Box 139, Hong Kong.

Please visit us at for more information about our Bank.

All personal data collected will be used for recruitment related purposes strictly in accordance with the Bank's personal data policies, a copy of which will be provided immediately upon request by contacting our Personal Data Compliance Officer. Applicants who are not contacted within two months may consider their applications unsuccessful and the personal data collected from the applicants will be retained for no longer than two years from the date of rejection during which the applicants may be considered for other suitable positions within the Bank. 

More job information
  • 5-day week
  • Dental plan
  • Discretionary bonus
  • Education subsidies
  • Insurance plan
  • Medical plan
  • Paid overtime
Job Function
  • North Point
Work Model
  • On-site / At the workplace
Employment Term
  • Permanent
  • Full-time
  • 3 years - 8 years
Career Level
  • Middle management level
  • Degree