Assist in developing a risk-based compliance review program
Conduct compliance reviews and on-site visits to business units, local and overseas branches, and subsidiaries
Prepare compliance review reports to highlight exceptions and provide recommendations for ongoing improvement of the Bank's operations
Prepare regular management reports on compliance updates and issues
Handle enquiries from auditors and regulators
Perform ad-hoc tasks assigned from time to time
Degree holder in Business Administration, Accounting, Risk Management, Law or related disciplines
Minimum 3 years experience in areas related to Audit, Compliance or Control functions
Fair knowledge of compliance, AML and local regulations
Basic understanding of compliance review and/or audit standard and methodology
Good report writing, analytical and interpersonal skills
Responsible, detailed-mind, well-organized with good communication skills
Occasional travel to overseas countries required
Attractive remuneration package will be offered to the right candidates. Interested parties please click "Apply Now" to submit your full resume with current and expected salary to the Human Resources Division.
All personal data collected will be used for recruitment related purposes strictly in accordance with the Bank's personal data policies, a copy of which will be provided immediately upon request by contacting our Personal Data Compliance Officer. Applicants who are not contacted within two months may consider their applications unsuccessful and the personal data collected from the applicants will be retained for no longer than two years from the date of rejection during which the applicants may be considered for other suitable positions within the bank.
Incorporated in November 1950, Shanghai Commercial Bank Ltd. is one of the most well known local Chinese banks in Hong Kong. At present, there are more than 40 local and overseas branches. The Bank has always been pursuing the motto of its founder, Mr. Kwang-pu Chen, to 'Serve the Community'. The Bank's slogan of 'For Personalized Service' and 'All in a Family' denotes the Bank's devotion to providing personalized services to its clients and promoting a harmonious relationship among its staff members.