Posted on 2022-11-07
Taishin International Bank Co Ltd

Assistant Manager/ Manager - Regulatory Compliance

Taishin International Bank Co Ltd


  • Disseminate compliance-related information and publication to all relevant units or departments
  • Maintain and monitor the implementation of SOPs, guidelines and other compliance policies and procedures, identifies gaps and recommends corrective actions
  • Assist in coordinating with Head Quarter, external consultants, regulators and other law enforcement bodies (e.g. examinations or investigations) by maintaining and submitting information and documents as requested
  • Provide support to business and operations units on compliance-related matters
  • Assist in providing trainings on compliance issues to all relevant staff
  • Assist in managing compliance-initiated projects and implementation of new system if necessary
  • Handle ad hoc tasks as assigned 


  • Degree holder or above in Business, Finance, Economics, Accounting, Law or related discipline
  • At least 3-7 years' relevant experience in regulatory compliance or operational risk acquired from banking institutions or regulators
  • Good knowledge of the general banking operations and local regulatory requirements including the Banking Ordinance, Securities and Futures Ordinance, etc.
  • Good team player, Self-initiated, Responsible, detail-minded, well-organized with good communication skills
  • Good command of written and spoken English, Cantonese and Mandarin

Interested parties please send your FULL RESUME with present & expected salary to

Manager, Human Resource
Taishin International Bank, Hong Kong Branch
6/F, Tower 5, The Gateway,
15 Canton Road, Tsimshatsui.

(or email to [our mailbox through CTgoodjobs Apply Now ])

Data from employment applications will be kept confidential and used only for the purpose of selection. Applications not being contacted within 2 months may consider their applications unsuccessful. Our Bank will retain the applications for a maximum of one year for future suitable openings.

More job information
  • 5-day week
  • 13-month pay
  • Insurance plan
  • Medical plan
Job Function
  • Tsimshatsui
Employment Term
  • Full-time
  • 3 years - 7 years
Career Level
  • Middle management level
  • Degree
  • Master's degree