Job ref no.: CT3116128-01#1256

Assistant Manager - Regulatory Compliance

Elysian Executive Solution Limited

Our client is a leading financial institution, Taishin recognizes the foundation of success is to maintain consistent and steady growth together with our customers through innovative and excel services. At strategic level, based on the core values of “Integrity, Commitment, Innovation and Collaboration", 

  • Responsibilities:


    • Disseminate compliance-related information and publication to all relevant units or departments
    • Maintain and monitor the implementation of SOPs, guidelines and other compliance policies and procedures, identifies gaps and recommends corrective actions
    • Assist in coordinating with Head Quarter, external consultants, regulators and other law enforcement bodies (e.g. examinations or investigations) by maintaining and submitting information and documents as requested
    • Provide support to business and operations units on compliance-related matters
    • Assist in providing trainings on compliance issues to all relevant staff
    • Assist in managing compliance-initiated projects such as FATCA, CRS and implementation of new system if necessary
    • Handle ad hoc tasks as assigned
    • Degree holder or above in Business, Finance, Economics, Accounting, Law or related discipline
    • At least 3 years' relevant experiences in banking or financial industry
    • Good knowledge of the general banking operations and legal and regulatory context
    • Self-initiated, analytical-minded and able to handle multi-tasks under tight schedule
    • Good command of written and spoken English, Cantonese and Mandarin
    • Conversant with MS Office applications and Chinese Word processing


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More job information
Job ref no. CT3116128-01#1256
  • N/A
Job Function
Employment Term
  • Full-time
  • 3 years - 8 years
Career Level
  • Non-management level
  • Degree