Job ref no.: CT3115294-01#0900
Shanghai Commercial Bank Ltd.

Assistant Manager / Senior Officer - Product Compliance & Assurance (On-site Team)

Shanghai Commercial Bank Ltd.


  • Perform regular on-site quality assurance and monitoring field work related to regulated activities (including investment business, insurance business and stock trading business) performed by branches
  • Perform sample checking and examining tasks for branch banking operations like account opening process and pre-defined counter services operations
  • Investigate and analyze the deficiencies found and make detailed and timely communication and follow-up actions with the branches
  • Produce internal investigation reports and any related MIS information and analysis
  • Support ad-hoc projects related to the quality control and monitoring functions


  • Degree in any discipline, preferably in banking and finance
  • At least 4 year relevant experience in banking
  • Familiar with regulatory requirements and industry standards on regulated activities
  • Team player with sound analytical, planning and interpersonal skills
  • Good command of spoken and written English and Chinese
  • Candidate with less experience or with checker experience in branch will also be considered as Senior Officer

Attractive remuneration package will be offered to the right candidates. Interested parties please send your full resume with current and expected salary to the Human Resources Division via email to [via CTgoodjobs Apply Now ] or by post to G.P.O. Box 139, Hong Kong.

Please visit us at for more information about our Bank.

All personal data collected will be used for recruitment related purposes strictly in accordance with the Bank's personal data policies, a copy of which will be provided immediately upon request by contacting our Personal Data Compliance Officer at the above email address. Applicants who are not contacted within two months may consider their applications unsuccessful and the personal data collected will be destroyed within 12 months of receipt. 

More job information
Job ref no. CT3115294-01#0900
  • N/A
Job Function
Employment Term
  • Permanent
  • Full-time
  • 4 years - 9 years
Career Level
  • Middle management level
  • Degree