Posted on 2022-06-10
Industrial and Commercial Bank of China (Asia) Ltd

Assistant Manager to Manager, Business Management

Industrial and Commercial Bank of China (Asia) Ltd

Job Responsibilities

  • Perform AML, CDD & Internal Control Reviews and inspections, conduct risk based on-site or off-site interviews and inspections to assess the effectiveness of internal control framework
  • Identify, inspect, and report internal control weaknesses and recommend corrective actions or enhancements for implementation, monitor and evaluate the effectivess and efficiency of the remediation implemented
  • Promote and monitor the effective implementation of external regulatory rules and the Bank’s internal policies and procedures
  • Perform gap analysis to fulfill regulatory requirements, formulate and improve the department’s operation manual and operating procedures
  • Timely report non-compliance risk incidents to the Internal Control and Compliance Department of the Bank
  • Cooperate with regulatory authorities and the Bank to carry out internal and external inspections
  • Carry out compliance risk monitoring of various products, businesses and management activities. Conduct self-checking for the departments’ business activities and operation processes
  • Organize and provide training, guidance and operation procedures to the Department
  • Identify and determine the compliance risk points and compliance risk data indicators of the department. Perform key risk assessment of the department

Job Requirements

  • University graduate
  • 3 to 8 years of corporate banking or legal and compliance department experience
  • Familiar with regulatory requirements including but not limited to the HKMA, SFC and PRC related guidelines
  • A good command of written and spoken English, Cantonese and Mandarin
  • Familiar with corporate banking’s operation procedures and customer due diligence is preferred
More job information
Salary
Benefits
  • 5-day week
  • Dental plan
  • Discretionary bonus
  • Education subsidies
  • Insurance plan
  • Medical plan
Job Function
Location
  • Central
Industry
Employment Term
  • Permanent
  • Full-time
Experience
  • 3 years - 8 years
Career Level
  • Non-management level
Education
  • Degree
Require to Travel
  • No travel