Job ref no.: CT3118792-01#1043
Shanghai Commercial Bank Ltd.

Assistant Vice President V Sales Process & Product Compliance

Shanghai Commercial Bank Ltd.


  • Develop, review and updates the sales script, policies, procedures and forms
  • Conduct gap analysis on the latest regulatory guidelines and circulars related to the selling process
  • Liaise with the external vendor to conduct periodic review for the Customer Risk Profile Questionnaire
  • Work with IT to enhance the system to increase the efficiency and strengthen the control through automation
  • Provide training to frontlines related to sales process and relevant regulatory updates


  • Degree holder in Finance, Business, Economics or related disciplines
  • Minimum 10 years of experience in banking with at least 5 years related to sales process review
  • Familiar with regulatory requirements and industry standards on regulated activities 
  • Good team player with sound analytical, planning and interpersonal skills
  • Good command of spoken and written English and Chinese

(Candidate with less experience will be considered as Manager) 

Attractive remuneration package will be offered to the right candidates. Interested parties please send your full resume with current and expected salary to the Human Resources Division via email to [via CTgoodjobs Apply Now ] or by post to G.P.O. Box 139, Hong Kong.

Please visit us at for more information about our Bank.

All personal data collected will be used for recruitment related purposes strictly in accordance with the Bank's personal data policies, a copy of which will be provided immediately upon request by contacting our Personal Data Compliance Officer at the above email address. Applicants who are not contacted within two months may consider their applications unsuccessful and the personal data collected will be destroyed within 12 months of receipt. 

More job information
Job ref no. CT3118792-01#1043
  • N/A
Job Function
Employment Term
  • Permanent
  • Full-time
  • 10 years - 15 years
Career Level
  • Senior management level
  • Degree