Provide advisory services on Investment and Insurance businesses for compliance with relevant regulatory requirements
Provide investment & insurance compliance development updates to Senior Management and assess the impact on the business and operation units
Participate in new product & service development project and advise on compliance matters
Review staff sales script as well as marketing materials
Develop and review compliance policies and guidelines in relation to Investment and Insurance products
Deliver investment compliance training to relevant Bank's staffs
Liaise with external regulators and auditors on investment and insurance compliance matters
Handle ad hoc projects assigned from management
Degree holder in Business Administration, Risk Management, Law or related disciplines
Minimum 8 years of banking industry with compliance or related experience
Proficient with banking operations and solid knowledge of Investment & Insurance products
Strong knowledge of regulatory requirements such as SFO, SFC's Code of Conduct and HKMA circulars etc.
Responsible, detailed-mind, well-organized with good communication skills
Attractive remuneration package will be offered to the right candidates. Interested parties please send your full resume with current and expected salary to the Human Resources Division via email to [via CTgoodjobs Apply Now ] or by post to G.P.O. Box 139, Hong Kong.
All personal data collected will be used for recruitment related purposes strictly in accordance with the Bank's personal data policies, a copy of which will be provided immediately upon request by contacting our Personal Data Compliance Officer at the above email address. Applicants who are not contacted within two months may consider their applications unsuccessful and the personal data collected will be destroyed within 12 months of receipt.
Incorporated in November 1950, Shanghai Commercial Bank Ltd. is one of the most well known local Chinese banks in Hong Kong. At present, there are more than 40 local and overseas branches. The Bank has always been pursuing the motto of its founder, Mr. Kwang-pu Chen, to 'Serve the Community'. The Bank's slogan of 'For Personalized Service' and 'All in a Family' denotes the Bank's devotion to providing personalized services to its clients and promoting a harmonious relationship among its staff members.