Job ref no.: ZCCD (CT3120307-01#0032)
Chong Hing Bank

Assistant Vice President / Manager (Securities Compliance) - Compliance Department

Chong Hing Bank

  • 5-day week
  • Dental plan
  • Education subsidies
  • Medical plan


  • Provide advice to business units on investment compliance in relation to Banking Ordinance and Securities & Futures Ordinance
  • Conduct regular and ad hoc compliance review on securities related business areas
  • Support related policies and guidelines development and review
  • Perform other ad hoc projects or assignments


  • Degree in Risk Management, Accounting, Finance or related discipline
  • Minimum 5 years of relevant experience in investment compliance, audit or internal control in banks or audit firms
  • Conversant with banking rules and regulations including Banking Ordinance, Securities & Futures Ordinance, HKMA Supervisory Policy Manual, etc.
  • Sound knowledge of investment products such as funds, bonds, securities, etc.
  • Good communication and interpersonal skills, able to work with stakeholders at different levels
  • Well-versed in spoken and written English and Chinese 

We offer competitive remuneration package and promising career opportunities to the successful candidates. Interested parties, please send full resume with current & expected salary and the date of availability to The HR Division, G.P.O. Box 2535, HK , or by clicking Apply Now. Please quote reference on your application. Information provided will be treated in strict confidence and only be used for recruitment purposes. Personal data of unsuccessful applications will be destroyed 24 months after the completion of the recruitment and selection exercise.

More job information
Job ref no. ZCCD (CT3120307-01#0032)
  • N/A
Job Function
  • Central
  • Kowloon Bay
Employment Term
  • Permanent
  • Full-time
  • 5 years
Career Level
  • Middle management level
  • Degree