Posted on 2022-08-16
Shanghai Commercial Bank Ltd.

Assistant Vice President, Regulatory Compliance

Shanghai Commercial Bank Ltd.


  • Lead a team to provide general compliance advisory services to business and operation units
  • Provide advice and guidance on compliance issues for the Bank's new products / services
  • Handle management reporting and ad hoc projects assigned from management
  • Assess the impact and conduct gap analysis of new or updated local laws and regulations on the Bank's operations and procedures
  • Handle audit queries from internal and external auditors in the performance of compliance work
  • Review and update general compliance policies, procedures and guidelines
  • Provide training to Bank’s staff on the regulatory requirements including personal data protection, prudential measures and credit related products
  • Perform investigation on non-compliance cases identified


  • Degree holder in Business Administration, Risk Management, Law or related disciplines
  • Minimum 10 year of compliance experience preferably gained from banking industry
  • Familiar with local regulations e.g. Banking Ordinance, Banking (Exposure Limits) Rules, Code of Banking Practice, Personal Data (Privacy) Ordinance, Deposit Protection Scheme Ordinance, Hong Kong Monetary Authority’s Supervisory Policy Manuals, etc. and retail and corporate banking operations
  • Responsible and detailed-mind
  • Self-motivated and independent with good compliance sense
  • Good analytical, people and communication skills
  • Professional presentation and report writing skills
  • Good command of spoken and written English and Chinese, and fluency in Putonghua

Attractive remuneration package will be offered to the right candidates. Interested parties please click Apply Now to submit your full resume with current and expected salary to the Human Resources Division.

Please visit us at for more information about our Bank.

All personal data collected will be used for recruitment related purposes strictly in accordance with the Bank's personal data policies, a copy of which will be provided immediately upon request by contacting our Personal Data Compliance Officer. Applicants who are not contacted within two months may consider their applications unsuccessful and the personal data collected from the applicants will be retained for no longer than two years from the date of rejection during which the applicants may be considered for other suitable positions within the Bank.

More job information
  • 5-day week
  • 13-month pay
  • Dental plan
  • Discretionary bonus
  • Education subsidies
  • Insurance plan
  • Medical plan
  • Paid overtime
Job Function
  • North Point
Employment Term
  • Permanent
  • Full-time
  • 10 years
Career Level
  • Middle management level
  • Degree