Job ref no.: CT3118792-01#0809
Shanghai Commercial Bank Ltd.

Assistant Vice President/Vice President, Compliance Review (Overseas Monitoring)

Shanghai Commercial Bank Ltd.


  • Monitor and coordinate compliance related projects and tasks of overseas branches in order to mitigate compliance risk and ensure operation of overseas branches comply with local jurisdictions and policies stipulated by Head Office
  • Proactively identify, assess, report and mitigate the compliance risks of overseas branches
  • Provide compliance advice to overseas branches with the aim of operation alignment across different branches
  • Arrange and coordinate compliance review on overseas branches to ensure compliance with internal and external requirements
  • Standardize the reporting mechanism and review regular reports from overseas branches for on-going monitoring
  • Review regulatory related policies and procedures
  • Report the compliance status of overseas branches to senior management
  • Handle ad-hoc tasks and projects as assigned by management


  • Degree holder in Business Administration, Risk Management, Law or related disciplines
  • Minimum 8 years of compliance experience, with exposure to banking operations preferably China
  • Well verse in Hong Kong banking regulatory requirements
  • Good knowledge of China regulatory regime
  • Experience in dealing with local and overseas regulators is preferred
  • Responsible, detailed-mind and good analytical skills
  • Well-organized with good communication skills

Attractive remuneration package will be offered to the right candidates. Interested parties please send your full resume with current and expected salary to the Human Resources Division via email to [via CTgoodjobs Apply Now ] or by post to G.P.O. Box 139, Hong Kong.

Please visit us at for more information about our Bank.

All personal data collected will be used for recruitment related purposes strictly in accordance with the Bank's personal data policies, a copy of which will be provided immediately upon request by contacting our Personal Data Compliance Officer at the above email address. Applicants who are not contacted within two months may consider their applications unsuccessful and the personal data collected will be destroyed within 12 months of receipt. 

More job information
Job ref no. CT3118792-01#0809
  • N/A
Job Function
Employment Term
  • Full-time
  • 8 years
Career Level
  • Middle management level
  • Degree