Job ref no.: 2200032064
Standard Chartered Bank

Associate, CFCC Governance

Standard Chartered Bank

Role Responsibilities
Key Responsibilities
  • advising, reviewing and making recommendations regarding their G&E and S&D requests;
  • supporting and conducting local compliance and FCC assurance testing;
  • assisting in compliance and FCC risk assessment
  • handling local rollout of conduct risk management, COI, ABC, G&E policy, standards and initiatives etc
  • assist with regulatory inspection management and follow up
  • attend to regular and ad hoc regulatory requests
  • handle non-financial regulatory return matters
  • handle other compliance or FCC risk matters
  • Skills, Knowledge and Experience
  • Conflict of Interest, G&E, ABC, NFRR management framework, policy and standards
  • Global and HK regulations and guidelines related to COI and bank culture / conduct risk
  • Working with forums, committee for CFCC issues and risk monitoring, escalation and governance
Regulatory & Business Conduct
  • Display exemplary conduct and live by the Group’s Values and Code of Conduct.
  • Take personal responsibility for embedding the highest standards of ethics, including regulatory and business conduct, across Standard Chartered Bank. This includes understanding and ensuring compliance with, in letter and spirit, all applicable laws, regulations, guidelines and the Group Code of Conduct.
  • Effectively and collaboratively identify, escalate, mitigate and resolve risk, conduct and compliance matters.
Our Ideal Candidate
  • Bachelor degree or equivalent
  • Role Specific Competencies
  • Regulatory Compliance
  • English proficiency
  • Interpersonal skill 

Apply Now to join the Bank for those with big career ambitions.

More job information
Job ref no. 2200032064
Job Function
Work Model
  • On-site / At the workplace
Employment Term
  • Permanent
  • Full-time
Career Level
  • Non-management level
  • Degree