advising, reviewing and making recommendations regarding their G&E and S&D requests;
supporting and conducting local compliance and FCC assurance testing;
assisting in compliance and FCC risk assessment
handling local rollout of conduct risk management, COI, ABC, G&E policy, standards and initiatives etc
assist with regulatory inspection management and follow up
attend to regular and ad hoc regulatory requests
handle non-financial regulatory return matters
handle other compliance or FCC risk matters
Skills, Knowledge and Experience
Conflict of Interest, G&E, ABC, NFRR management framework, policy and standards
Global and HK regulations and guidelines related to COI and bank culture / conduct risk
Working with forums, committee for CFCC issues and risk monitoring, escalation and governance
Regulatory & Business Conduct
Display exemplary conduct and live by the Group’s Values and Code of Conduct.
Take personal responsibility for embedding the highest standards of ethics, including regulatory and business conduct, across Standard Chartered Bank. This includes understanding and ensuring compliance with, in letter and spirit, all applicable laws, regulations, guidelines and the Group Code of Conduct.
Effectively and collaboratively identify, escalate, mitigate and resolve risk, conduct and compliance matters.
Our Ideal Candidate
Bachelor degree or equivalent
Role Specific Competencies
Apply Now to join the Bank for those with big career ambitions.
We are a leading international bank focused on helping people and companies prosper across Asia, Africa and the Middle East.
To us, good performance is about much more than turning a profit. It's about showing how you embody our valued behaviours - do the right thing, better together and never settle - as well as our brand promise, Here for good.
We're committed to promoting equality in the workplace and creating an inclusive and flexible culture - one where everyone can realise their full potential and make a positive contribution to our organisation. This in turn helps us to provide better support to our broad client base.