Job ref no.: CT3114388-01#8548

Associate Director - Regional Regulatory Compliance

Robert Walters

  • Discretionary bonus

This is a newly created role on account of business growth, the firm has ambitious plans to launch a number of new fund management products across their various APAC businesses in the next 18 months; and are consequently seeking a senior regulatory professional who can partner with their numerous regional regulators and internaly business teams to ensure full regulatory compliance on new products.

This person will primarily be responsible for:

- working with business units across the region on ensuring full regulatory compliance for new and existing investment product offerings

- build (or strengthen) relationships with regional regulators bodies including the SFC, SFB, MAS and others as required

- be at the forefront of emerging investment management regulation, primarily in Hong Kong but regionally astute as well and provide business guidance and advice on regulatory developments

- participate in large scale business projects as the compliance champion in cross-functional team matrix

- provide ad hoc support to general compliance teams as required

This person should have:

- between 8-15 years of experience in compliance, most of which will be within the asset management industry in Asia

- prior experience in a complex, multi-national investment firm

- demonstrated expertise in regulatory compliance or investment products (with particular regard to new product launch) and experience in advising businesses on the launch of new products

- prior relationship with the SFC and other regional regulators will be viewed very favourably

- fluency in English, Cantonese and Mandarin

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More job information
Job ref no. CT3114388-01#8548
  • N/A
Job Function
Employment Term
  • Full-time
  • 8 years - 15 years
Career Level
  • Senior management level
  • N/A