Job ref no.: CT3120081-01#2809

Audit & Compliance Manager (Corporate Bank) [Multiple Openigns]

Aria Global Limited

Our client is a renowned corporate bank, to cope with their business expansion, they are currently hiring Audit & Compliance Managers to join their team.

Responsibilities:

  • Co-ordinate meetings and documentation of review and examination of audit / compliance / regulators;
  • Monitor, track and follow up the audit and compliance logs;
  • Coordinate replies to findings of audit / compliance / regulators;
  • Follow up implementation of recommendations of audit / compliance / regulators;
  • Assist Compliance Officer in coordinating, promoting, and implementing compliance requirements;
  • Report all incidents of regulatory / compliance breaches or audit findings on regulatory compliance;
  • Coordinate and monitor implementation of AML/CFT policy, controls and procedures;
  • Track and report issues and significant matters relating to AML/CFT development, compliance tests or audit;
  • Monitor operational compliance by reviewing regulations, internal policy and procedures pertinent to the department’s activities and operations and formulating mechanisms and procedures to monitor its compliance; and
  • Formulate and review checklists, logs or reports that capture daily non-compliant activities / transactions relating to regulations, internal policy and procedures and report to Department Head.

Requirements:

  • University degree in Banking, Finance or Business-related disciplines;
  • At least 5 years’ relevant experience in compliance and/or audit in banking services or finance industry with ECF AML/CFT qualification OR AAMLP / CAMLP certification;
  • Familiar with banking regulations, processes / products knowledge and procedure monitoring/controls;
  • Good interpersonal, analytical and presentation skills;
  • Ability to analyze and consolidate different ideas and opinions; and
  • Proficiency in both written and spoken English & Chinese.

If you are interested in finding out more about this career opportunity, please email your resume by clicking Apply Now or please call (852) 3562 8464 for more details.

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More job information
Job ref no. CT3120081-01#2809
Salary
  • N/A
Job Function
Industry
Employment Term
  • Permanent
  • Full-time
Experience
  • 5 years - 10 years
Career Level
  • Middle management level
Education
  • Degree