Job ref no.: CT3114388-01#5408

Audit Manager, Investment Banking

Robert Walters

Robert Walters  -Hong Kong

  • Salary Attractive packages + Bonus
  • Location Hong Kong

Execute a portfolio of audits, demonstrating an ability to effectively prioritise completing commitments in order to deliver against agreed timeframes


  • Execute a portfolio of audits, demonstrating an ability to effectively prioritise completing commitments in order to deliver against agreed timeframes
  • Demonstrate effective risk awareness, and develop targeted risk based of audit assignments
  • Identify key issues impacting businesses or functions under review, and partnering with Management to develop practical recommendations for the mitigation of associated risks
  • Maintain a good understanding of technical subject matter relating to Investment Bank related topics (e.g., Capital Markets, Structured Lending) including best practices and regulatory requirements
  • Execute continuous risk monitoring of business activities (e.g., business and functional governance forums, identifying and challenging emerging risks and control issues)
  • Partner with SME Heads of Audits to further understand key risks relating to the business
  • Typical activities of an Internal Audit Manager aligned to the Head of Audit for APAC Financing, IBCM and UHNW include:
  • Supervise audit teams, provide on the job training during job assignments, and provide necessary oversight and guidance to ensure the audit is completed against relevant targets (e.g., budget, fieldwork timing, report clearance)
  • Responsible for the detailed planning, scoping, execution of audit testing, drafting of audit reports including reaching agreement on remediation of identified risks; in accordance with audit methodology
  • Provide feedback to team members on completion of audits
  • In partnership with aligned Head of Audit for APAC Financing, IBCM and UHNW; execute continuous risk monitoring to drive appropriate focus on identifying and responding to emerging risks, handling stakeholder relationships with senior business management, and advise business management of insights and thematic findings
  • Liaison with other team members, regional and global audit management during audit and continuous risk monitoring


  • Minimum 7 years of experience in internal/external audit in financial institutions, or relevant experience in other control or risk management functions
  • Strong product knowledge of Investment Bank products and processes, particularly Capital Markets and Structured Lending
  • Good understanding of the regulatory requirements in Asia markets is a plus
  • Ability to operate autonomously, to drive a project / task forward and produce an end state product that can be presented to senior management with minimal revision
  • Effective verbal and written communication skills and experience of liaising across control areas; Ability to present risk concepts and issues in concise manner to diverse groups
  • Excellent analytical and quantitative skills
  • Bachelor’s degree required or professional qualifications within a relevant field (e.g., CA, CFA)

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More job information
Job ref no. CT3114388-01#5408
  • N/A
Job Function
  • 7 years - 12 years
Career Level
  • Non-management level
  • Asso. Deg or High Dip
  • Degree