Job ref no.: CT3114388-01#7539

AVP / Associate - Internal Audit - 6 months

Robert Walters

Our Client is Asia's top 3 stock exchanges in market capitalization and the world's sixth largest. The Internal Audit role is a newly created headcount starting as a 6 months contract, subjected to conversion based on performance. Immediately available candidates are highly preferred.

Job Responsibilities:

  • Develop and maintain an in-depth knowledge of relevant business areas, its products, and supporting & control functions
  • Conduct a broad range of operational (and some IT) audits and supervise junior team members to ensure audit fieldwork is focused on the right areas and documentation in accordance with GAAS
  • Identify key risks, assess controls, and develop recommendations on improving the control environments or enhancing efficiencies
  • Review, analyse data and documentation to substantiate audit results and follow-up on open remedial actions
  • Participate in departmental initiatives aimed at continually improving Internal Audit’s methodology
  • Assist management in supporting Audit Committee


  • Solid understanding of financial industry control functions, including controls over trading, clearing and risk management activities
  • Knowledge in listing, exchange, clearing and settlement rules and regulations is plus
  • Team-oriented with a strong sense of ownership and accountability
  • Strong interpersonal, relationship management and presentation skills
  • Good command of written and spoken English and Chinese. Proficiency in Mandarin is an advantage
  • Highly motivated with the ability to multi-task and remain organized
  • At least 7 years of experience in an accounting firm or internal audit role within the financial services industry or a related control function
  • University graduate in a finance, accounting, or relevant subject and/or relevant qualification such as CPA, CIA, CISA, CFA, and FRM
  • Candidates with less experience will be considered for the post of Associate

Get in touch

Shan Yong

+852 2103 5394

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More job information
Job ref no. CT3114388-01#7539
  • 30,000 - 70,000 / month
Job Function
Employment Term
  • Full-time
  • 7 years - 12 years
Career Level
  • Senior management level
  • Degree