Provide advisory services on Investment and Insurance businesses for compliance
Provide investment & insurance compliance development updates
Participate in new product & service development project and advise on compliance matters
Review staff sales script as well as marketing materials
Develop and review compliance policies and guidelines in relation to Investment and Insurance products
Deliver investment compliance training
Liaise with external regulators and auditors on investment and insurance compliance matters
Handle ad hoc projects assigned from management
Degree holder in Business Administration, Risk Management, Law or related disciplines
Minimum 8 years of banking industry with compliance
Proficient with banking operations and solid knowledge of Investment & Insurance products
Strong knowledge of regulatory requirements such as SFO, SFC's Code of Conduct and HKMA circulars etc.
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