Job ref no.: CT3116508-01#1238

AVP- Investment & Insurance Compliance

Midas Associates Limited

  • 5-day week

Provide advisory services on Investment and Insurance businesses for compliance 

Provide investment & insurance compliance development updates 

Participate in new product & service development project and advise on compliance matters

Review staff sales script as well as marketing materials

Develop and review compliance policies and guidelines in relation to Investment and Insurance products

Deliver investment compliance training 

Liaise with external regulators and auditors on investment and insurance compliance matters

Handle ad hoc projects assigned from management


Degree holder in Business Administration, Risk Management, Law or related disciplines

Minimum 8 years of banking industry with compliance 

Proficient with banking operations and solid knowledge of Investment & Insurance products

Strong knowledge of regulatory requirements such as SFO, SFC's Code of Conduct and HKMA circulars etc.

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More job information
Job ref no. CT3116508-01#1238
  • N/A
Job Function
  • Central
Employment Term
  • Full-time
  • 8 years - 13 years
Career Level
  • Middle management level
  • Degree