Job ref no.: CT3114630-01#8132

AVP - Quality and Risk Control

Midas Associates Limited

  • 5-day week
  • Discretionary bonus
  • Medical plan


  1. Review quality of due diligence steps performed of IPO sponsorship projects including submissions on major matters to regulatory authorities and non-IPO sponsorship projects.
  2. Review record keeping of IPO sponsorship projects and non-IPO sponsorship projects and assist in identifying major issues in IPO sponsorship projects
  3. Assist in conducting regular review of work procedures and preparing periodic report to Senior Management on review findings and suggestions for improvement in quality of due diligence and internal control of various regulated activities.
  4. Provide training and updates to deal teams on regulatory requirements.
  5. Assist in reviewing and updating internal operation manuals annually.
  6. Follow up recommendations made by internal/external auditors.
  7. All other duties as assigned by the Supervisors.


  1. Degree holder or above in Accounting, Finance or other related majors
  2. At least 3 yearsauditor experience preferably gained in the Big 4
  3. Good knowledge about financial market and corporate finance activities
  4. A chance to migrate to CF execution team where appropriate
  5. Fluent in both written and spoken English & Chinese

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More job information
Job ref no. CT3114630-01#8132
  • N/A
Job Function
  • Central
Employment Term
  • Permanent
  • Full-time
  • 3 years - 8 years
Career Level
  • Middle management level
  • Degree
  • Master's degree