Job ref no.: CT3114387-01#9635

AVP, Regulatory Compliance, Open for Big 4 Compliance Candidates


Charterhouse-HKHong Kong

Our client is a leading full-service investment brokerage and asset management firm with nearly US$20 billion of assets under management. It is now inviting an experienced Compliance Manager to join its Hong Kong office as AVP Regulatory Compliance Manager.

  • Leading investment brokerage and asset management firm
  • With nearly US$20 billion AUM
  • Open for Big Four compliance candidates

The successful candidate will provide regulatory compliance advice and support to senior management and different business units and will assist in the implementation and update of regulatory compliance manuals and policies to ensure compliance with all relevant laws and regulations. He/she will also monitor regulatory developments and address its potential impact on the business and provide solutions accordingly.

The ideal candidate will hold a degree or higher in law, accounting, finance or related disciplines with more than 5 years of relevant experience with a financial services company, a Big Four accounting firm, or a regulatory authority. He/she must have good knowledge of the codes and guidelines regulating the financial services industry in Hong Kong such as SFC/SFO and must have good command of written and spoken English and Chinese.

If you are interested in finding out more about this career opportunity, please email your resume to Erica Wong, by clicking Apply Now.  Tel: (852) 3151 1300 Web:

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More job information
Job ref no. CT3114387-01#9635
  • N/A
Job Function
Employment Term
  • Permanent
  • Full-time
  • 5 years - 10 years
Career Level
  • Non-management level
  • Degree