Job ref no.: CT3118290-01#2885

AVP, Regulatory Reporting V Second Line of Defense, Global Investment Banking

Aston Carter Hong Kong


  • Perform risk assessment for regional regulatory reporting in both local and APAC region level
  • Ensure data accuracy and carry out interpretation in form of proper documentation of the key highlights and findings
  • Conduct further control testing on risky reports and provide insightful opinions on re-engineering the control performance
  • Communicate with different business unit in explaining the procedure and reasons in carry out controlling test
  • Develop and re-engineering the existing risk assessment process
  • Work closely with regulators, senior management, various business lines and regional control team
  • Adhoc project would be assigned from time to time


  • Degree in Accounting, Finance or related discipline from business school
  • At least 5 years’ experience in regulatory reporting in investment banking, securities or other financial intuitions.
  • Candidates with auditing, risk advisory and finance background in Big 4 and investment bank also would be considered
  • Familiar with HKMA and SFC regulations (knowledge in other APAC region regulatory is a plus)
  • CPA and FRM candidates are preferred
  • Good command in both verbal and written English
  • Proficient in Excel and Powerpoint

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More job information
Job ref no. CT3118290-01#2885
  • N/A
Job Function
Employment Term
  • Full-time
  • 5 years - 10 years
Career Level
  • Middle management level
  • Degree