Job ref no.: CT3130312-01#1111

AVP, Settlement [Securities Firm Attractive Bonus Perm Job]

Conners Consulting Limited

Our client, a well-known securities firm in Hong Kong, is looking for a high calibre to join the group.


  • The role will primarily focus on supporting daily settlement for equities, listed futures & options, and fixed income.
  • Perform daily stock and cash reconciliation.
  • Forecast funding required for daily settlement.
  • Monitor derivative margin requirement from clearing houses / brokers.
  • Perform F&O position net-down, regulatory reporting for HKEX, CME etc.
  • Handle DCASS give up trades.
  • Post client fund deposits/withdrawals in back office system and wire payment on online banking.
  • Handle clients’ physical scrip deposits/withdrawals.
  • Monitor corporate actions for equities and fixed income. Inform clients/Front Office and process client instructions.
  • Handle settlement instructions, placement letters and HKEX documents for placements/IPOs.
  • Communicate with internal and external parties to resolve all settlement problems.
  • Review procedures continuously and identify opportunities to streamline processes, drive efficiency and improve control.
  • Perform UAT and follow up on production release.
  • Handle ad hoc tasks as required.


  • Bachelor’s Degree or above.
  • 5 years’ relevant working experience.
  • Familiar with DCASS, CCASS, Clearstream, Euroclear.
  • Previous experience with HKCC clearing participant is preferred.
  • Proficient in Excel and Word.
  • Must be a good team player.
  • Self-motivated, proactive and driven with can-do attitude.
  • Attentive to details.
  • Ability to handle multiple tasks and work under pressure and tight deadlines.
  • Effective communication skills. Good command of Chinese (Mandarin) and English.
  • Staff coaching experience would be an advantage.

To apply, please send your detailed resume or contact Timothy at 3990 3179 for a confidential discussion.
Only shortlisted candidates will be notified.
Applicants who are not contacted within two weeks may consider their applications unsuccessful.
All data collected will be used for recruitment purpose only & will be used strictly confidential.
Conners Consulting Limited 2005 Kai Tak Commercial Building 317 Des Voeux Road Central Hong Kong.
Tel: (852) 3996 8090      Website:


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More job information
Job ref no. CT3130312-01#1111
Job Function
  • Central
Employment Term
  • Permanent
  • Full-time
  • 3 years
Career Level
  • Middle management level
  • Degree
  • 5-day week
  • Discretionary bonus
  • Insurance plan
  • Medical plan