Job ref no.: CT3120081-01#2847

AVP / VP V Compliance Risk Controls & Testing

Bowen Partners

  • European Banking Group
  • 2nd Level Defence
  • Attractive Remuneration Package

Our client is a leading European Banking Group with well-established investment banking and markets businesses in Asia. An excellent opportunity has arisen for an experienced Compliance Risk Controls & Testing professional to join the Hong Kong team.

The key responsibilities for this position are as follows:

  • Perform compliance risk assessment and testing reviews to identify compliance risks and controls adequacy of the compliance framework across the business and support functions.
  • Implement the global controls and testing framework in Asia.
  • Contribute to the build, design and execution of the control plan, review and monitor existing control framework and conduct thematic reviews.
  • Identify weaknesses in compliance controls, recommend and execute improvement actions.
  • Promote compliance awareness across the business.
  • Liaise with regional and global compliance teams on ad-hoc and annual compliance risk assessments.

Successful applicants will have the following skills and experience:

  • Degree qualified with at least 10 years of compliance, audit, risk, controls & testing experience gained from an investment bank.
  • Strong knowledge of financial regulations (HKMA, SFC, MAS, FCA rules and regulations).
  • Good knowledge of investment banking and markets processes, operations and products.
  • Outstanding interpersonal and communication skills.
  • Independent with the ability to work under pressure.
  • Fluent in English.

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More job information
Job ref no. CT3120081-01#2847
  • N/A
Job Function
Employment Term
  • Full-time
  • 10 years - 15 years
Career Level
  • Senior management level
  • Degree