Posted on 2022-01-03

AVP / VP - Account Administration (Operations Division) [ Investment Bank Bonus Perm Job]

Conners Consulting Limited

Our client, a well-known investment bank in Hong Kong, is looking for a high calibre to join the group.

Responsibilities

  • Ensure timely, accurate client checks, including Know Your Customer (KYC), Client Due Diligence (CDD), AML etc, for new accounts, existing accounts, screening of counterparties, tracking, escalation and resolution of CDD deferrals, account slated for exit
  • Handle account opening
  • Handle accounts' periodic review
  • Maintain clientele database
  • Identify gaps and implement on-boarding controls and systems / process enhancement that are fit for purpose
  • Deliver on the internal customer experience while maintaining the highest standards on CDD/KYC
  • Ensure all policies, procedures and guidelines are followed

  Requirements

  • Bachelor’s degree (or above)
  • At least  3 years' relevant experience in financial institutions
  • Well versed with regulatory requirement on account opening, CDD, KYC and AML
  • Able to work well, apply sound judgment and make timely decisions under pressure
  • Good command of written and verbal English and Chinese (esp. Putonghua)
  • SFC license of Type 1 is required 

To apply, please send your detailed resume or contact Timothy Wong at 3990 3179 for a confidential discussion.
Only shortlisted candidates will be notified.
Applicants who are not contacted within two weeks may consider their applications unsuccessful.
All data collected will be used for recruitment purpose only & will be used strictly confidential.
Conners Consulting Limited 2005 Kai Tak Commercial Building 317 Des Voeux Road Central Hong Kong.
Tel: (852) 3996 8090      Website:www.connersconsulting.com

 

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More job information
Salary
Benefits
  • 5-day week
  • Discretionary bonus
  • Insurance plan
  • Medical plan
Job Function
Location
  • Central
Industry
Employment Term
  • Permanent
  • Full-time
Experience
  • 3 years
Career Level
  • Middle management level
Education
  • Degree