Job ref no.: CT3114388-01#5418

Business Analyts/Project Manager-Compliance

Robert Walters

Robert Walters -Hong Kong

  • Salary Negotiable
  • Location Hong Kong

My client is one of the leading investment banks.


  • Work with regional Compliance stakeholders for requirements gathering, analysis and create / review design documents
  • Provide guidance to the development team to define technology solution and provide oversight during all stages of the Software Development Life Cycle
  • Support Compliance user queries which often require data analysis as well as in depth review of technical/business logic with in applications
  • Partner with support teams for issue resolution and ensure platform is supportable from a production standpoint
  • Manage and own mid-size and complexity application development projects
  • Represent Compliance IT in front to back projects and interact with upstream system owners for impact analysis and manage Compliance deliverables
  • In addition to Compliance, act as local IT support contact for other corporate divisions including Legal, HR, Internal Audit and Corporate Real Estate Services


  • 5 – 8 year experience in Regulatory Compliance function as a Technical Business Analyst interfacing with Compliance stakeholders
  • Strong data management and analysis skills. Prior hands on experience on database and ETL technologies a plus
  • Functional knowledge and exposure to Trade and E-Comm surveillance platforms. Including vendor products like Actimize and SMARTS
  • Good understanding of financial products and trade and settlement workflows
  • Excellent communication and interpersonal skills, ability to clearly articulate and communicate at all levels in the organization
  • Must be able to work independently and with minimum supervision
  • Ability to work in dynamic environment, quickly adapting to changing priorities while maintaining a strong sense of urgency

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More job information
Job ref no. CT3114388-01#5418
  • N/A
Job Function
  • 5 years - 8 years
Career Level
  • Non-management level
  • Asso. Deg or High Dip
  • Degree