Business Compliance Manager

Job No.: 492600
Employment Type: Full time
Departments: Personal Banking Risk And Integrated Management Department
Job Functions: Business Development, Legal, Risk Management, Compliance

Responsibilities

• Ensure bank's policies and procedures are in compliance with regulatory requirements
• Manage and conduct compliance checking to monitor sales activities are in compliance with policies and procedures
• Analyze potential risks of non-compliance and identify areas for improvement, thus to work out remedial measure and make recommendations accordingly
• Monitor the implementation of rectifications and enhancement measures in relation to selling process and sales compliance issues
• Establish, enhance, monitor and perform compliance controls over the Bank's operations and business activities
• Coordinate training to staff concerned on the knowledge and awareness of compliance with the relevant laws, rules and standards
• Maintain and enhance an effective compliance infrastructure, such as feedback mechanism, to collect frontlines' comments and recommendations, thus to improve the efficiency and effectiveness of sales compliance work

Requirements

• Degree or above with major in Business, Accounting, Finance, Marketing, Law or related disciplines
• At least 5 years experience in financial or banking industries, of which at least 3 years specialized in compliance or audit works
• Able to handle multi-tasks independently and work under strictly tight deadlines and pressure
• Possess strong logical and analytical skills in problem solving
• Excellent interpersonal and communications skills
• Good command of both verbal and written English and Chinese

We offer competitive remuneration package and comprehensive fringe benefits including medical and life insurance, and different types of allowances to the right candidate. Interested parties, please submit your application online. For details, please visit our website http://www.bochk.com

To apply: https://careers.pageuppeople.com/798/cw/en/job/492600?lApplicationSubSourceID=11232

Data collected would be used for recruitment purposes only. It might also be disclosed to our subsidiaries or Associated Companies to process the information for appointment. Applicants who do not hear from us within 8 weeks may consider their application unsuccessful and their data will be destroyed within 12 months of receipt.