banner
Job ref no.: 496063
Bank of China (Hong Kong) Limited

Business Compliance & Operational Risks Manager

Bank of China (Hong Kong) Limited

Job No.: 496063
Employment Type: Full time
Departments: Private Banking
Job Functions: Risk Management, Compliance

Responsibilities:

  • Implement the risk control mechanisms (e.g KRIs) and risk monitoring requirements on the private banking business
  • Review policies & procedures, risk assessment materials submitted by various units and to analyze the compliance/operation risks in new businesses / products / systems
  • Conduct trade surveillance, daily report monitoring and other regular transaction and work flow monitoring to identify possible compliance/operational risks and provide recommendations to enhance control weaknesses
  • Perform self-assessment, gap analysis against internal and/or regulatory requirements
  • Advise business units on operational risks and control matters, including coordinate business contingency plan
  • Review operational risk incidents / customer complaints and monitor the implementation status of the action plans
  • Perform regular and ad hoc monitoring on relevant business activities and prepare management reports on compliance and operation risk related review results
  • Handle internal / external review or audit

Requirements:

  • Degree or above
  • At least 4 years banking experience, preferably Operational Risk Management, or relevant experience on private banking. With Compliance background is an advantage.
  • Independent, excellent analytical, time management and interpersonal skills, with ability to prioritize tasks.
  • Proficient in written, spoken English and Chinese
  • Familiar with regulatory requirements of private banking   

We offer competitive remuneration package and comprehensive fringe benefits including medical and life insurance, and different types of allowances to the right candidate. Interested parties, please submit your application online. For details, please visit our website “http://www.bochk.com"

To applyhttps://careers.pageuppeople.com/798/cw/en/job/496063?lApplicationSubSourceID=11232

Data collected would be used for recruitment purposes only. Applicants who do not hear from us within 8 weeks may consider their application unsuccessful and their data will be destroyed within 12 months of receipt.

More job information
Job ref no. 496063
Salary
Job Function
Location
  • Central
Industry
Employment Term
  • Full-time
Experience
  • 4 years - 9 years
Career Level
  • Middle management level
Education
  • Degree
  • Master's degree