Job ref no.: CT3115413-01#1421

Business Process & Control Manager (Wealth Management)

Conners Consulting Limited

Our client, a well-known bank in Hong Kong, is looking for a high caliber to join the group.



  • Responsible for ensuring efficient and quality wealth management sales compliance activities in Retail Banking - Wealth Management Division
  • To develop and maintain the policies, procedures, guidelines, forms, scripts and FAQ/FNA related to wealth management business to ensure regulatory compliance and conduct regular review on such
  • To coordinate wealth management projects related to account opening, selling process enhancement, product suitability and regulatory compliance
  • To conduct sales process training to frontline staff, including new joiners and existing staff
  • To conduct wealth management products post-transaction monitoring to ensure sales activities are conducted according to guidelines and regulatory requirements



  • Degree holder
  • Minimum 5 years of relevant experience in banking industry
  • Strong interpersonal, communication, coordination and analytical skills
  • Team player, able to work with all levels of staff
  • Good command of written and spoken English and Chinese



To apply, please send your detailed resume or contact Carmen 3955 1358 for a confidential discussion.

Only shortlisted candidates will be notified.

All data collected will be used for recruitment purpose only & will be used strictly confidential.


Conners Consulting Limited

2005 Kai Tak Commercial Building 317 Des Voeux Road Central Hong Kong

Tel: (852) 3996 8090   Website:

Interested parties please click Apply Now to apply job.




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More job information
Job ref no. CT3115413-01#1421
  • N/A
Job Function
  • Sheung Wan
Employment Term
  • Permanent
  • Full-time
  • 5 years - 10 years
Career Level
  • Middle management level
  • Degree