Job ref no.: CT3119080-01#5269

Business Risk Management Manager

Komsearch Talent

Benefits
  • 5-day week
  • Discretionary bonus
  • Insurance plan
  • Medical plan

Responsibilities:

  • Implement the highest standard of risk management, control and compliance as required by the Group on wealth management business and local regulatory requirement
  • Carry out impact analysis, conduct robust review as well as driving the execution with an aim to boost sales control effectiveness and performance.
  • Communicate strategic directions with the concerned parties including product owners, Risk Compliance and Legal departments so as to comply with the Group/regulators requirements for new business initiatives and existing revolving business/regulatory requirement.
  • Ensure all control measures relevant to the job responsibilities are undertaken to minimize the risk exposure of the Bank by observing the established internal control systems and monitoring the effectiveness of these systems
  • Keep abreast of relevant group guidelines as well as regulatory requirements, and identify their impacts and necessary controls on the sales activities in the branch network

 Requirements:

  • University degree in Business Administration or related disciplines, with professional qualification such as CFA, CFP or CFMP an advantage
  • Minimum of 5 years' experience in financial industry and be familiar with relevant regulatory requirements on wealth management products distribution business
  • Good problem solving, interpersonal and communication skills
  • Strong self-motivation and ability to work independently
  • Proficiency in both English and Chinese
  • Great sense of ownership and servicing mindset to ensure efficient and effective customer service processes

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More job information
Job ref no. CT3119080-01#5269
Salary
  • N/A
Job Function
Industry
Employment Term
  • Permanent
  • Full-time
Experience
  • 5 years - 10 years
Career Level
  • Middle management level
Education
  • Degree