Job ref no.: CT3115703-01#5092

Chief Internal Compliance Auditor

SunJob Consultants

Chief Internal Compliance Auditor


Background : Our client is currently looking for a suitable candidate:


  • Oversee both financial and computerized system in order to maintain and improve the efficiency and effectiveness of the operation policies, procedure and system of the group
  • Assess risk areas in various functional areas and institute controls, reports and tools to safeguard any potential losses/fraud.
  • Design appropriate audit program and perform the audit work on the internal control procedures of the projects
  • Perform computerized audit, evaluate the efficiency of the information system and workflow of the projects
  • Prepare regular internal audit report to Directors
  • Based on the audit findings, provide recommendations of the operation and various aspects to the Directors
  • Promote and maintain corporate governance
  • Manage and schedule the external audit function and handle their enquiries [Usually internal auditors do not deal with external auditors regarding to external audit matters. It should be the job of finance manager or financial controller]
  • Formulate and manage the internal audit team
  • Handle ad-hoc assignment as required


  • Degree holder in finance or related subject and member of a professional accountancy body
  • 10 years of relevant management, systems & audit experience
  • Experience gained from Big 4 and sizable commercial organizations with solid PRC exposure, preferred in financial or banking industry
  • Must CISA certified
  • Experience in IT systems audit
  • CISSP certified would be advantage
  • Audit experience in securities/brokerage/fund management industry is a definite advantage
  • Possess excellent communication skills with fluency in English and Chinese (include Mandarin)
  • Initiative, excellent integrity, high adaptability and able to work under pressure
  • IT knowledge
  • Frequent travel to PRC is required

Experience :10 years
Salary :Neg

Location :Central / PRC

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More job information
Job ref no. CT3115703-01#5092
  • N/A
Job Function
Employment Term
  • Permanent
  • Full-time
  • 10 years
Career Level
  • Middle management level
  • Degree