Job ref no.: CT3114388-01#5428

Client Due Diligence Manager, Private Banking

Robert Walters

Robert Walters -Hong Kong

  • Salary HKD50,000 - HKD65,000 per month
  • Location Hong Kong

Our client is a multinational bank with full spectrum of financial services. I am looking to hire a manager to join their private banking division.

Job responsibilities:

  • Perform first line of quantity checks of completed Account Opening Documents, periodic review and regular Portfolio Review to ensure accuracy and completeness so as to reduce error rates at onward submission and processing by respective units and escalate higher risk relationships to relevant stakeholders
  • Review and approve the Know Your Client (KYC) and client due diligence (CDD) for new AODs and PRs as well as follow up with Front Office and the respective departments
  • Through the daily support to the Front Office platform, identify areas for improvements, liaise and coordinate with Spoke and respective support units to drive for work efficiency for Front Line and streamline existing processes where possible
  • Assist Department Head to execute and monitor the controls in Private Bank (PvB) business to implement and promote an effective risk management culture and operational framework.

Job Requirements:

  • At least 7 years of experience in banking operations, account opening or client due diligence documentation review
  • Previous AML/ KYC/ CDD experience with private banks is highly preferred
  • Knowledge of the Bank's products, services, policies and procedures as well as regulatory requirements in the banking industry
  • Interpersonal skills - communicating effectively and provide value adding advice to others, influencing, supervising effectively
  • Ability to analyse situations, prioritise, implement processes and solve problem effectively
  • Good team player
  • Fluent communication in both English and Chinese is a MUST
  • Candidate with less experience will be considered as Assistant Manager

Interest parties please submit your CV by clicking Apply Now.

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More job information
Job ref no. CT3114388-01#5428
  • N/A
Job Function
  • 7 years - 12 years
Career Level
  • Non-management level
  • Asso. Deg or High Dip
  • Degree