Job ref no.: CT3130312-01#1367

Client Services /Customer Services & Account Opening - Securities Brokerage co

Asia Progress Executive Limited

Our client is PRC Securities brokerage . To cope with the rapid business expansion , they are now inviting high caliber candidates to join the team.

Client Services /Customer Services & Account Opening  - Securities Brokerage co

Responsibilities:

  • Handle Client onboarding and New account opening;
  • Handle new Account Opening, Account Document in Securities business .
  • Conduct on-going Customer Due Diligence (CDD) review; CDD Document etc
  • Perform Anti-Money-Laundering (AML) and PEP checking;
  • Perform account documentation checking for new account opening and existing accounts;
  • Handle and Process Client information;
  • Handle customer enquiries and provide day-to-day customer services function;

Job Requirements:

  • Bachelor degree holder in Finance, Accounting, Business, Banking, Economics or related subjects;
  • Minimum 3-5 year’s Customer services with client on boarding /account opening   in Securities Brokerage co
  • Holder of SFC license Type 1 regulated activity;
  • Good sense and experience on CDD, KYC & AML requirements, procedures and approaches;
  • Proficiency in Microsoft Word / Excel and Chinese processing;
  • Attentive to details, patient and strong responsibility;
  • A team player, good interpersonal and communication skills;
  • Excellent command of both written and spoken English, Chinese and Mandarin.

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More job information
Job ref no. CT3130312-01#1367
Salary
Job Function
Industry
Employment Term
  • Full-time
Experience
  • 3 years
Career Level
  • Senior management level
Education
  • Degree