Job ref no.: CT3124455-01#6299

Compliance – Assistant Manager/ Officer

AMAC Human Resources Consultants (安俊人力資源顧問)(Member of ANGELA MORTIMER GROUP)

Our client is a well established and expanding securities/ futures/ asset management firm.  Currently she is looking for a high caliber candidate to fulfill the following position:


Compliance – Assistant Manager/ Officer



  • Liaise with HKEX, SFC and other regulatory organizations for all compliance and licensing matters
  • Develop and maintain compliance related policies and procedures as well as proper internal control to ensure that Company's activities are in compliance with latest statutory and regulatory requirements
  • Formulate and execute policies and procedures to perform risk management for the Company business
  • Review and revise compliance manuals, policies, procedures and systems to keep abreast of new and regulatory changes
  • Identify, pursue and generate new potential compliance risk
  • Handle related ad hoc assignments as required
  • Act as MIC and report to Management



  • Bachelor degree in Accounting/ Law/ Banking/ Finance or related disciplines
  • At least 3 to 5 years compliance/ legal related experience
  • Hands on compliance review experience in brokerage, AML, staff dealings
  • Independent and organized with good analytical and communication skills
  • Good command in written and spoken English and Chinese


Competitive salary package and fringe benefits are offered to the right candidate


Interested parties, please send your full resume by clicking the button “Apply Now” with quoting reference no. A-64261MN1 and expected salary or contact us at (852) 2521-1166 for details.


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More job information
Job ref no. CT3124455-01#6299
Job Function
Employment Term
  • Permanent
  • Full-time
  • 3 years
Career Level
  • Middle management level
  • Degree