Job ref no.: CT3126125-01#0886

Compliance Advisory, Private Bank (9 months)

Morgan McKinley


Responsibilities

  • Provides compliance advisory to the product teams within PB business
  • Provides advisory to stakeholder to ensure that the Bank operate in accordance with relevant regulatory requirements
  • Develop policies and procedures to facilitate compliance with regulations.
  • Provide advice to the front office in implementing controls of the product sales and marketing process
  • Monitor regulatory changes for business stakeholders
  • Undertake review of regulatory gap analysis in relation to product offerings.

Requirements

  • At least 5-7 years of Compliance experience in the banking industry or regulatory body
  • Sound knowledge of local regulations and regulatory guidelines
  • Excellent verbal and written English communication skills
  • Ability to collaborate and work dynamically across stakeholders ie. risk and controls, front office, Compliance across the region etc.
  • Ability to effectively prioritize multiple tasks in a high pressure environment

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More job information
Job ref no. CT3126125-01#0886
Salary
Job Function
Industry
Employment Term
  • Contract
  • Full-time
Experience
  • 5 years - 7 years
Career Level
  • Non-management level
Education
  • N/A