The Compliance Analyst's core responsibilities will include the following:
The individual may also be involved in the following:
Interested parties please click Apply Now to apply job.
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Wellington Management offers comprehensive investment management capabilities that span nearly all segments of the global capital markets. Our investment solutions, tailored to the unique return and risk objectives of institutional clients in more than 55 countries, draw on a robust body of proprietary research and a collaborative culture that encourages independent thought and healthy debate. As a private partnership, we believe our ownership structure fosters a long-term view that aligns our perspectives with those of our clients.
We are seeking a compliance professional with good foundational compliance experience in the financial services industry to help establish the marketing compliance function in Asia Pacific (APAC). Based in Hong Kong, the Compliance Analyst will report to the Compliance Officer for Hong Kong. As a member of the APAC Legal and Enterprise Risk Management team, the Compliance Analyst will provide regulatory advice and support to the client facing teams in their sales and distribution activities in the region.