Job ref no.: CT3115449-01#0134
Hong Kong Life Insurance Limited

Compliance Analyst - Risk and Compliance Department

Hong Kong Life Insurance Limited

Benefits
  • 5-day week
  • 13-month pay
  • Birthday leave
  • Compassionate leave
  • Family-friendly Leave
  • Flexible working hours
  • Medical plan
  • K + 1 more

Job Scope:
The incumbent will be required to conduct compliance risk assessment and analysis to help the business units develop compliance standards and procedures and ensure consistent compliance practices are in place and rectify incidents of non-compliance.


Key Responsibilities

  • Perform compliance review and evaluate the strengths and weaknesses of controls to address compliance risks in the organization's sales practices, investment, marketing and operational processes;
  • Monitor new and proposed legislation, regulations and guidelines that could impact the operations and communicate such changes to the business units in an effective way;
  • Revise and maintain the monitoring system to comply with relevant regulations and internal guidelines and policies;
  • Manage the Incident Reporting program to ensure the prevention, detection and remediation of non-compliance of regulatory and misconduct matters;
  • Develop compliance training materials to enhance compliance awareness and promote a culture of compliance across the business;
  • Perform other responsibilities and duties periodically assigned by supervisor in order to meet any ad-hoc requirements.

Requirements

  • Degree holder in Finance, Accounting, law or related disciplines;
  • Minimum 3 years relevant experience in compliance management or audit with financial institution is an advantage;
  • Familiar with legal and regulatory requirements of insurance industry;
  • Strong analytical, interpersonal and communication skills with ability to work independently as well as a team player
  • Strong command of written and spoken Chinese and English

Fringe benefits: double pay, medical benefits, annual leave, and mandatory provident fund.

Working Hours: Monday to Friday (9:00am – 6:00pm)

Applications: Interested parties, please send full resume, expected salary & date available to [via CTgoodjobs Apply Now ] or Human Resource Department, Hong Kong Life Insurance Ltd., 15/F COSCO Tower, 183 Queen’s Road Central, Hong Kong.

* Personal data collected will be used for recruitment purpose only.
* Our company will keep the data of unsuccessful candidates for up to 6 months

More job information
Job ref no. CT3115449-01#0134
Salary
  • N/A
Job Function
Industry
Location
  • Sheung Wan
Employment Term
  • Full-time
Experience
  • 3 years - 7 years
Career Level
  • Middle management level
Education
  • Degree