The Compliance Analyst's core responsibilities will include the following:
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Wellington Management offers comprehensive investment management capabilities that span nearly all segments of the global capital markets. Our investment solutions, tailored to the unique return and risk objectives of institutional clients in more than 55 countries, draw on a robust body of proprietary research and a collaborative culture that encourages independent thought and healthy debate. As a private partnership, we believe our ownership structure fosters a long-term view that aligns our perspectives with those of our clients.
We are seeking a compliance professional with good foundational compliance testing experience in the financial services industry to help establish a compliance testing program for our Asia Pacific (APAC) region. Based in Hong Kong, the Compliance Analyst will report to a Compliance Officer in Hong Kong. As a member of the APAC Legal and Enterprise Risk team, the Compliance Analyst will design and conduct compliance testing that seeks to verify compliance with applicable regulatory requirements and policies and procedures that are specific to the APAC region. The Compliance Analyst will also be a member of our global Program and Regulatory Testing team and benefit from the global coordination and testing methodology.