Job ref no.: CT3114388-01#8337

Compliance Analyst

Robert Walters

Role Overview: The compliance analyst will be responsible for conducting internal compliance review for the Asia Pacific team. This is a 6-month contract with a leading investment bank.

Key Responsibilities:

  • Participate in the compliance reviews across Asia Pacific region
  • Review and assess if the business is in compliance with applicable rules and regulations.
  • Identify key controls in order to mitigate regulatory risks impacting the activity.
  • Assess adequate and effective controls through testing.
  • Recommend remedial actions with appropriate stakeholders when issues are identified.
  • Timely report and escalate where appropriate on any material issues or findings from these reviews.
  • Follow up to ensure all actions arising out of these reviews are completed.

Key Skills:

  • Good general knowledge of banking/securities rules and regulations in Asia (at least Hong Kong) is desirable.
  • IT Audit experience is highly desired
  • Sound understanding of Global Markets and knowledge of financial products, with a strong risk and control sense is an advantage.
  • Effective written communication skills for report writing and analysis.
  • Attention to details, efficient and high regard for accuracy and quality.
  • Strong desire to work as part of an effective and collaborative team.
  • Good communication and interpersonal skills, with the ability to build good working relationship with different business, management and other functions.
  • Effective written communication skills for report writing and analysis.

Company Overview:

This is a leading investment bank with a strong global presence.

Get in touch

Carmen Chin

+852 2103 5398

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Job ref no. CT3114388-01#8337
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Employment Term
  • Contract
  • Full-time
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Career Level
  • Non-management level
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