Job ref no.: CT3118290-01#8804

Compliance Analyst/Trainee

CT Risk Solutions Limited

Job Duties

  • Assist in advisory services to clients on dealing with compliance and regulatory issues
  • Analyze and formulate policies and procedures to ensure due compliance with the updated regulatory requirements
  • Facilitate clients in understanding and meeting regulatory requirements amid carrying out the regulated activities
  • Perform compliance risk assessment, rule mapping and gap analysis
  • Conduct compliance review and prepare the relevant review report
  • Maintain up-to-date knowledge of regulatory developments in financial markets both locally and internationally


  • Degree holder major in Finance, Law, Accounting, Communications, Journalism, Information Systems, Risk Management or related disciplines
  • Practical experience in compliance work or regulatory advisory being desirable
  • Well-organised and good time management
  • Good command of English, Cantonese and Mandarin
  • Strong English writing, presentation and interpersonal skills
  • Independent and proactive personality
  • High proficiency in the use of MS office software

A competitive remuneration package including 5-day work, annual leave, medical benefits, performance bonus and rewarding development opportunities will be offered to the right candidate.

Please send your application letter, CV, current and expected salary to Apply Now

Banking / Finance / Securities / Investments
Job Category / Function:
Banking / Finance / Securities (Compliance / Regulatory)

Banking / Finance / Securities (Analysis)

Banking / Finance / Securities (Others)
Job Position Level:
Min. Edu. Level Req:
Total Working Exp:
  • Five-Day Work
  • Medical Insurance
  • Performance Bonus

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More job information
Job ref no. CT3118290-01#8804
  • N/A
Job Function
Employment Term
  • Full-time
  • 0 year - 5 years
Career Level
  • Non-management level
  • Degree