Job ref no.: DA/ACM1/2018
Harbridge Partners Limited

Compliance Assistant Manager (Private Equity)

Harbridge Partners Limited

Benefits
  • 5-day week
  • Dental plan
  • Discretionary bonus
  • Insurance plan
  • Medical plan

The Company

Our Client is a well established, reputable and well funded Private Equity firm which it's mother company is a State owned top teir financial institution. Their PE arm in HK is currently expanding and they are now looking for a qualified candidate as their Compliance Assistant Manager

Responsibilities:

  • Portfolio Compliance monitoring using Bloomberg, including coding of investment restrictions, pre-trade and post trade monitoring
  • Trade surveillance and Disclosure of Interests monitoring and reporting
  • Monitoring and conducting annual testing of SEC Registered Investment Adviser duties
  • Provide technical and regulatory expertise on compliance issues and ensure compliance with all mandatory reporting and communications
  • Liaise with regulatory bodies.
  • Work on ad-hoc compliance, new project and legal related projects

Requirement

  • Minimum 3-6 years of experience in the compliance or regulatory profession. Experience in private equity firms or Big valuation will have an advantage.
  • Degree or above in Legal, Compliance, Risk Management, Business Management or any related disciplines
  • Knowledge in Bloomberg AIM, Charles River or equivalent;
  • Excellent command in Mandarin and decent capability in Chinese writing.
  • Good team player and good communication skills

Benefits

  • Stable working hour.
  • Competitive year end bonus.
  • Negotiable annual leave
  • Great Career progression.
  • Fully comprehensive medical insurance
  • Great MPF Pension Scheme

For further information, please contact our Douglas Au at 2523 9994

da AT harbridgepartners dot com

consultants@harbridgepartners.com

More job information
Job ref no. DA/ACM1/2018 (CT3111806-01#0163)
Salary
  • N/A
Job Function
Industry
Employment Term
  • Permanent
  • Full-time
Experience
  • 3 years - 11 years
Career Level
  • Middle management level
Education
  • Degree
  • Master's degree