Job ref no.: HR20180608
E.SUN Commercial Bank, Ltd.

Compliance Assistant Manager / Senior Officer / Officer

E.SUN Commercial Bank, Ltd.

  • 5-day week
  • 13-month pay
  • Compassionate leave
  • Competitive pay
  • Dental plan
  • Family medical plan
  • Insurance plan
  • Marriage leave
  • Medical plan
  • Paid overtime
  • Year-end bonus
  • K + 5 more

Main Responsibilities

  • As a teammate of compliance department executing compliance & legal affairs;
  • Execute compliance testing & review program;
  • Maintain all necessary documentation and assist bank adherence of the statutory requirements;
  • Help the Company compliant with all applicable laws and regulations of HKMA, SFC and other authorities such as SPM, Guidelines & Circulars, FATCA and CRS;
  • Formulate and review policies and procedures to address relevant legislation / regulatory changes and align / adopt group standard;
  • Keep abreast of regulatory changes and assist compliance head to assess their potential impact to the Company;
  • Deal with legal affairs;
  • Disseminate compliance related information and publication to all relevant staff or departments;
  • Discuss matters in relation to compliance policies with relevant departments and external expertise.


  • Able to execute assigned compliance projects independently such as compliance testing & review program, and to communicate the compliance requirements to business departments effectively;
  • Familiar with HKMA and SFC regulations, rules and guidelines.
  • Sound knowledge in banking laws and regulations, operations and controls, different banking products and services offered by the bank.
  • Bachelor's degree, preferably majoring in finance or in law;
  • Minimum 2 years working experience in financial industry of Hong Kong, preferably banks ;
  • Minimum 1 years working experience in legal and compliance department of financial industry of Hong Kong is preferably

We offer attractive remuneration package including five-day work week, double pay, medical insurance coverage, performance bonus, OT allowance, public holiday, excellent career development opportunities and others benefit package to the right candidate. Please visit our website at for more information.

Interested parties please forward your resume (in both Chinese and English versions are preferred) with current and expected salary to Human Resources Department via: [via CTgoodjobs Apply Now ]

All information received will be kept in strictly confidential and only for employment related purposes.

More job information
Job ref no. HR20180608 (CT3112839-01#0093)
  • N/A
Job Function
  • Tsimshatsui
Employment Term
  • Permanent
  • Full-time
  • 1 year
Career Level
  • Non-management level
  • Degree
  • Master's degree