Job ref no.: CM/CC/2018
Harbridge Partners Limited

Compliance Consultant (Asset Management experience preferred)

Harbridge Partners Limited

  • 5-day week
  • Medical plan

Job description

We are now looking for talented compliance consultant with solid experience in dealing with on-going SFC compliance matters.

As a part of the team, you will be helping clients on:

  • Responsible for Hong Kong regulatory work including SFC enquiries and investigations
  • Handle licensing matters, notification, annual return, survey and other ad hoc reports as required by the regulators.
  • Develop, update and review compliance policies, procedures and guidelines from the compliance perspective and circulate to staff for compliance purpose
  • Handle internal compliance review and control, to ensure compliance policies and procedures are followed and maintained the rules and regulations


  • Bachelor or Master degree in Law or Commerce.
  • 3 to 5 years solid experience in dealing with SFC license applications and on-going SFC compliance matters for SFC licensed firms;
  • Ideally have worked in another compliance firm, in house compliance role in an asset management firm, or the SFC;
  • Strong analytical and solid problem solving capabilities;
  • Proficiency in English and Mandarin and Cantonese is a must. 

Whilst there are clearly many recruitment agencies who claim to be specialist Compliance recruitment professionals, very few have been in this specialist niche industry 15+ years and very few actually understand compliance within the banking and financial services.

Talk to one of the acknowledged industry experts within the regualtory ad compliance recruitment profession.We hope you will find our market knowledge, deep relationshsips and honest and transparent approach to long term relationships a refreshing change.

For further information, please send an updated resume to [via CTgoodjobs Apply Now ], or contact Ms. Chloe Miao directly at +852 2523 9966 or Mr. Edward Chen at 2523 9955.

To find more information about our consultants, please feel free to click the following links:

Chloe Miao:

Edward Chen:


More job information
Job ref no. CM/CC/2018 (CT3111806-01#0164)
  • N/A
Job Function
Employment Term
  • Permanent
  • Full-time
  • 3 years - 5 years
Career Level
  • Non-management level
  • Degree
  • Master's degree