Job ref no.: CT3120081-01#5700

Compliance Consultant Licensing Team or AML Team (1 vacancy respectively)

ComplianceAsia Consulting Ltd

Benefits
  • 5-day week
  • Medical plan

 

Financial Industry Compliance in Asia Pacific ComplianceAsia ( www.complianceasia.com) is the longest established compliance consulting firm in Asia Pacific established in 2003 with offices in Hong Kong, Shanghai and Singapore. We have an unmatched track record of completing complex compliance consulting projects for financial firms in the APAC region. With over 60 staff who are compliance experts with experience in dealing with SFC, HKMA, MAS, CSRC, JFSA and Asian exchanges, we provide independent, unbiased advice on Asian financial industry legislation and regulations. Our international client base consists of asset managers, hedge funds, private equity, funds, family offices, broker-dealers, insurers, wealth managers and investment banks. We are looking to hire graduate entry level compliance consultants to join our Licensing or AML Team based in our Hong Kong office to assist with delivering compliance consulting services to our financial industry clients. *(we are providing Compliance consulting service but we are not recruitment agent)

 

Licensing Team (1 vacancy)

Job Duties:

  • Assist in filling SFC application materials
  • Liaise with the SFC for application matters
  • Be a point of contact for licensing clients
  • Assist senior staff in application material preparation
  • Manage SFC and client files in good order

 

AML Team (1 vacancy)

  • Assist with delivering AML compliance consulting services to our clients
  • Assist to draft and update AML compliance manual
  • Prepare quarterly AML compliance report for clients
  • Conduct CDD documents / review for clients
  • Other ad hoc tasks

 

Job Qualifications:

  • Licensing Team Vacancy: Passing HKSI Licensing Exam is not required but would be helpful
  • AML Team Vacancy: Working experience in due diligence, sanction and AML related is preferred
  • Degree in Law, Accounting or Finance
  • Familiar with financial services industry with basic knowledge in regulations and laws
  • Able to work under pressure and in a multi-task environment
  • 1-2 years of working experience as a para-legal or auditor is preferred
  • Highly effective communicator with strong English and Cantonese skills in speaking and writing (Mandarin not required but preferred)
  • Fresh graduates are also welcome

 

If you are looking for a diverse compliance environment where we provide support to every type of licensed entity in Hong Kong, as well as consult on regional and international compliance issues, then ComplianceAsia provides a good career choice for you!

Our clients consist of many of the worlds leading and most exciting financial firms and we provide to them compliance support on important projects such as AML, mock inspections, documentation and training, licensing with the major financial regulators in Hong Kong and overseas and then provision of ongoing compliance support for smaller or specialist operations.


 

Contact Us

Please send your CV by clicking www.complianceasia.com and clearly state which post you are applying for in the subject line and set out your background, current salary, expected salary and date of availability. CV without this information will not be considered. All applications are held in strict confidence.

 

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More job information
Job ref no. CT3120081-01#5700
Salary
  • N/A
Job Function
Industry
Employment Term
  • Full-time
Experience
  • 1 year - 2 years
Career Level
  • Entry level
Education
  • Degree